Regulatory Information
Ameliora is registered as an investment adviser with the United States Securities and Exchange Commission (the “SEC”) under the Investment Advisers Act of 1940, as amended (the “Advisers Act. Additional information about Ameliora is also available on the SEC’s website at www.adviserinfo.sec.gov.
Registration as an investment adviser with the SEC does not imply a specific level of skill or training. Ameliora requires its employees to have a high level of experience and education.
Detailed information can be found in our brochure.
Ameliora is a member of the Swiss Association of Asset Managers (SAAM) and its supervisory organization (AO) AOOS Schweizerische Aktiengesellschaft für Aufsicht, www.aoos.ch, which is officially recognized by the Swiss Financial Market Supervisory Authority (FINMA). Ameliora is not directly registered with or regulated by FINMA.
Please read the SAAM Swiss code of conduct for further information.
SAAM Swiss Code of Conduct
In compliance with the new statutory provisions of the Swiss Financial Services Act (FinSA), we have joined an ombudsman scheme. In the event of a disagreement you have the option of initiating mediation proceedings with the ombudsman by contacting:
OFS Ombud Finance Switzerland
Rue du Conseil Général 10
1205 Geneva
Tel. : +41 22 808 04 51
Ameliora is audited by BDO AG, Zurich, Switzerland. Additional information on BDO can be found at www.bdo.ch.